Tied agent notifications

An investment firm providing investment services through a tied agent established in Finland must, before commencing operations, submit a notification of this to the FIN-FSA , which maintains a public Register of Tied Agents on its website.

The information required for the tied agent notification is communicated via FIN-FSA e-services by logging in to the system, completing the required notification data and sending the notification to the FIN-FSA. Contacts related to notifications can be made using the message functions of the e-services system.
 
New tied agents are added to the Register of Tied Agents on the basis of notification, and the information of those who have discontinued their activities is correspondingly deleted from the Register of Tied Agents on the basis of notification. The information of existing tied agents can also be updated via the e-services system by submitting a notification of changes.