Supervisor guidelines

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Guidelines on Article 25 of Directive 2011/61/EU

Guidelines on Article 25 of Directive 2011/61/EU

Scope of application:

  • The guidelines are addressed to supervisory authorities

 

Guidelines on the model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities
EBA Guidelines on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers, as a whole, under Directive (EU) 2021/2167 (EBA/GL/2023/09)

EBA Guidelines (EBA/GL/2023/09) on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers, as a whole, under Directive (EU) 2021/2167

  • Application begins on 27 June 2024

Scope of application

  • Competent authorities as defined in Article 4(2) of the Regulation (EU) No 1093/2010, which are also designated pursuant to Article 21(3) of Directive (EU) 2021/2167; the Guidelines shall be applied to the extent that those authorities have been designated as competent for ensuring the application and enforcement of the provisions of the Directive to which the Guidelines relate.
  • Competent authorities referred to in Article 21(3) of Directive (EU) 2021/2167.
  • Credit servicers as defined in Article 3(8) of Directive (EU) 2021/2167.

The Guidelines do not apply to entities listed in Article 2(5)(a) of Directive (EU) 2021/2167.

These Guidelines are related to

Releases

Contact information

Roosa Heinonen, Specialist
tel. +358 9 183 5575, email: roosa.heinonen(at)fiva.fi

EBA Guidelines on the establishment and maintenance of national lists or registers of credit servicers under Directive (EU) 2021/2167 (EBA/GL/2024/02)

EBA Guidelines on the establishment and maintenance of national lists or registers of credit servicers under Directive (EU) 2021/2167 (EBA/GL/2024/02)

  • Valid from 30 December 2024

Scope of application of the Guidelines

  • The Guidelines apply to the establishment and maintenance of national lists or registers of authorised credit servicers by competent authorities.

The Guidelines are related to

Releases

Contact details

Roosa Heinonen, Legal Advisor
tel. +358 9 183 5575, email: roosa.heinonen(at)fiva.fi

EIOPA’s guidelines on supervisory review process

EIOPA’s guidelines on supervisory review process (EIOPA-BoS-14/179)

  • valid from 1 January 2016

Scope of application:

  • the guidelines are addressed exclusively to supervisory authorities

These guidelines are related to:

Contact information:

Insurance Supervision/Life and non-life insurance
email: vahinkojahenki(at)fiva.fi

EIOPA’s guidelines on operational functioning of colleges

EIOPA’s guidelines on operational functioning of colleges (EIOPA-BoS-14/146)

  • valid from 1 April 2015
  • guidelines 17 and 18 applicable from 1 January 2016

Scope of application:

  • the guidelines are addressed exclusively to supervisory authorities

These guidelines are related to:

Contact information:

Insurance Supervision/Life and non-life insurance
email: vahinkojahenki(at)fiva.fi

EIOPA’s guidelines on the methodology for equivalence assessments by National Supervisory Authorities under Solvency II

EIOPA’s guidelines on the methodology for equivalence assessments by National Supervisory Authorities under Solvency II (EIOPA-BoS-14/182)

  • valid from 1 April 2015

Scope of application:

  • the guidelines are addressed exclusively to supervisory authorities

These guidelines are related to:

Contact information:

Insurance Supervision/Life and non-life insurance
email: vahinkojahenki(at)fiva.fi

EIOPA’s guidelines on exchange of information on a systematic basis within colleges

EIOPA’s guidelines on exchange of information on a systematic basis within colleges (EIOPA-BoS-15/112)

  • valid from 1 January 2016

Scope of application:

  • the guidelines are addressed exclusively to supervisory authorities

These guidelines are related to:

Information releases:

Contact information:

Insurance Supervision/Life and non-life insurance
email: vahinkojahenki(at)fiva.fi

EIOPA’s guidelines on facilitating an effective dialogue between competent authorities supervising insurance undertakings and statutory auditor(s) and the audit firm(s) carrying out the statutory audit of those undertakings

EIOPA’s guidelines on facilitating an effective dialogue between competent authorities supervising insurance undertakings and statutory auditor(s) and the audit firm(s) carrying out the statutory audit of those undertakings (EIOPA-BoS-16/858)

  • valid from 31 May 2017

Scope of application:

  • the guidelines are addressed exclusively to supervisory authorities

These guidelines are related to:

Information releases:

Contact information:

Insurance Supervision/Life and non-life insurance
email: vahinkojahenki(at)fiva.fi

EIOPA’s guidelines on the supervision of branches of third-country insurance undertakings

EIOPA’s guidelines on the supervision of branches of third-country insurance undertakings (EIOPA-BoS-15/110)

  • valid from 1 January 2016

Scope of application:

  • the guidelines are addressed exclusively to supervisory authorities

These guidelines are related to:

Contact information:

Insurance Supervision/Life and non-life insurance
email: vahinkojahenki(at)fiva.fi

EIOPA’s guidelines on methods for determining the market shares for reporting

EIOPA’s guidelines on methods for determining the market shares for reporting (EIOPA-BoS-15/106)

  • valid from 1 January 2016

Scope of application:

  • the guidelines are addressed exclusively to supervisory authorities

These guidelines are related to:

Information releases:

Contact information:

Insurance Supervision/Life and non-life insurance
email: vahinkojahenki(at)fiva.fi

CEIOPS (curr. EIOPA) Level 3 Guidance on Solvency II: Pre-application process for Internal Models

CEIOPS (curr. EIOPA) Level 3 Guidance on Solvency II: Pre-application process for Internal Models (CEIOPS-DOC-76/10)

  • valid from 1 March 2010

Scope of application:

  • the guidelines are addressed exclusively to supervisory authorities

These guidelines are related to:

Contact information:

Insurance Supervision/Life and non-life insurance
email: vahinkojahenki(at)fiva.fi

CEIOPS’ (curr. EIOPA) guidelines on preparation for management of a financial crisis

CEIOPS’ (curr. EIOPA) guidelines on preparation for management of a financial crisis (CEIOPS-DOC-15/09)

  • valid from 1 March 2009

Scope of application:

  • the guidelines are addressed exclusively to supervisory authorities

These guidelines are related to:

Contact information:

Insurance Supervision/Life and non-life insurance
email: vahinkojahenki(at)fiva.fi

Guidelines on reporting under EMIR ESMA74-362-2281

Guidelines on reporting under EMIR ESMA74-362-2281

Effective from April 29, 2024

Scope of application:

  • Financial counterparties defined in Article 8 of EMIR
  • Non-financial counterparties defined in Article 9 of EMIR
  • Trade repositories defined in Article 2 of EMIR
  • Competent authorities.

Announcements:


Contact information:

Jyrki Manninen, Chief Legal Advisor
Tel. 09 183 5205, email: jyrki.manninen(at)finanssivalvonta.fi

Juho Westerlund, Senior Supervisor
Tel. 09 183 5315, email: juho.westerlund(at)finanssivalvonta.fi

Guidelines on transfer of data between Trade Repositories under EMIR and SFTR ESMA74-362-2351

Guidelines on transfer of data between Trade Repositories under EMIR and SFTR ESMA74-362-2351

Effective from April 29, 2024

Scope of application:

  • trade repositories
  • reporting counterparties and the entities reporting on their behalf
  • competent authorities

Announcements:


Contact information:

Jyrki Manninen, Chief Legal Advisor
Tel. 09 183 5205, email: jyrki.manninen(at)finanssivalvonta.fi

Juho Westerlund, Senior Supervisor
Tel. 09 183 5315, email: juho.westerlund(at)finanssivalvonta.fi