Case management
Items initiated in the FIN-FSA’s case management system |
Number |
---|---|
Management |
124 |
Regulation |
105 |
Supervision |
2,119 |
Examples of categories: Notifications; branches and cross-border activities |
147 |
Articles of association, by-laws and regulations; confirmation and changes | 144 |
Prospectuses | 185 |
Letters by private citizens | 327 |
Fit & Proper reports | 343 |
Inspections | 16 |
Authorisations; granting and expansion |
30 |
Other | 291 |
Examples of categories: | |
Domestic cooperation | 87 |
International cooperation | 15 |
2,639 | |
In addition, 563 new applications for registration and 7,358 applications for change were processed in the insurance agent register outside the scope of case management. Parliamentary hearings and submissions on draft legislationThe Financial Supervisory Authority’s experts were invited to hearings by various committees of the Finnish Parliament on 44 occasions. The FIN-FSA was requested to make 32 submissions on draft Finnish legislation and 82 other submissions in its field of competence. |