Case management

Items initiated in the FIN-FSA’s case management system
(main functions and their major categories)

Number

Management

124

Regulation

105

Supervision

2,119
Examples of categories:
Notifications; branches and cross-border activities

 

147

Articles of association, by-laws and regulations; confirmation and changes 144
Prospectuses 185
Letters by private citizens 327
Fit & Proper reports 343
Inspections 16
Authorisations; granting and expansion
30
Other 291
Examples of categories:  
Domestic cooperation 87
International cooperation 15
  2,639

In addition, 563 new applications for registration and 7,358 applications for change were processed in the insurance agent register outside the scope of case management.

Parliamentary hearings and submissions on draft legislation

The Financial Supervisory Authority’s experts were invited to hearings by various committees of the Finnish Parliament on 44 occasions. The FIN-FSA was requested to make 32 submissions on draft Finnish legislation and 82 other submissions in its field of competence.