FIN-FSA regulations and guidelines for alternative investment fund managers

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Commencement of activities

Toimiluvat, rekisteröinnit ja ilmoitukset

Fund management companies Alternative investment fund managers (AIFMs)

Organisation of supervised entities’ operations

Vaihtoehtorahastojen hoitajat

Alternative investment fund managers (AIFMs)

Sijoituspalvelujen toiminnan järjestäminen ja menettelytavat

Credit institutions Fund management companies Investment service providers Alternative investment fund managers (AIFMs)

Preventing Money Laundering and Terrorist Financing

Credit institutions Stock exchange and other trading venues Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs) Virtual currency providers

Customer due diligence related to compliance with sanctions regulation and national freezing orders

Credit institutions Central securities depositories Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Insurance intermediaries Investment service providers Alternative investment fund managers (AIFMs) Virtual currency providers Consumer credit providers and peer-to-peer lenders

Risk management

Management of operational risk in supervised entities of the financial sector

Credit institutions Stock exchange and other trading venues Fund management companies Payment service providers Investment service providers Alternative investment fund managers (AIFMs)

Accounting, financial statements and management report

Financial sector regulations and guidelines on reporting of financial information (FINREP)

Credit institutions Fund management companies Investment service providers Alternative investment fund managers (AIFMs)

Capital adequacy

Common European Reporting (COREP)

Credit institutions Fund management companies Investment service providers Alternative investment fund managers (AIFMs)

Miscellaneous regulations and guidelines

Acquisition of controlling interest in undertakings authorised in non-EEA-states

Credit institutions Fund management companies Investment service providers Alternative investment fund managers (AIFMs)