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        • Asiakasvalitusten käsittely
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        • Ohje markkinatakaustoimintaa ja ensimarkkinoilla suoritettavia operaatioita koskevasta poikkeuksesta
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        • Takeover bid and the obligation to launch a bid
        • Markkinaosapuolten, työeläkevakuutusyhtiöiden ja rahastoyhtiöiden julkinen sisäpiirirekisteri
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        • Markkinoiden tunnustelua vastaanottavat henkilöt
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        • Vakuutusmarkkinoilla toimivan yhteisön konekielisten valvontatietojen toimittaminen Finanssivalvonnalle
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        • Työeläkelaitosten vakavaraisuus
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        • Henki- ja vahinkovakuutusyhtiön toiminnan aloittaminen ja hallintojärjestelmä
        • Henki- ja vahinkovakuutusyhtiöt, Solvenssi II- ohjeet II osa, raportointia koskevat ohjeet
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        • Työkyvyttömyysriskin hallinta: Työeläkevakuutusyhtiö
        • Lakisääteistä eläkevakuutusta harjoittavien eläkelaitosten vakavaraisuusrajan laskeminen ja sijoitusten hajauttaminen
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      • Miscellaneous regulations and guidelines
        • LEI-tunnuksen käyttöönotto
        • Development of recovery plans and early intervention
        • Rahoitus- ja vakuutusryhmittymien vakavaraisuuden laskenta ja raportointi
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        • Määräosuuksien hankinnan ja lisäämisen arviointia koskevat ohjeet
        • Criteria on simplified, transparent and standardised securitisation
        • Määräykset ja ohjeet MiFID II-direktiivin liitteen I kohtien C6 ja C7 soveltamisesta
        • Määräykset ja ohjeet vertailuarvoasetuksen mukaisista muista kuin merkittävistä vertailuarvoista
        • Reporting of intra-group transactions
        • Acquisition of controlling interest in undertakings authorised in non-EEA-states
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        • Lähipiiriluottojen ja -sijoitusten ilmoittaminen Rahoitustarkastukselle
        • Regulation on the reporting of shares and real estate held by credit institutions and their consolidation groups
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  5. Legislation for investment service providers
Capital markets
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  • Fund management companies
  • Alternative investment fund managers (AIFMs)
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  • Issuers and investors
Capital markets
  • Investment service providers
    • Regulation
      • Regulatory framework
      • FIN-FSA regulations and guidelines for investment service providers
      • Legislation for investment service providers
    • Reporting
  • Fund management companies
  • Alternative investment fund managers (AIFMs)
  • Crowdfunding intermediaries
  • Stock exchange and other trading venues
  • Central securities depositories
  • Supervision and processing fees
  • Authorisations, registrations and notifications
  • Prevention of money laundering and terrorist financing
  • FinTech – Financial sector innovations
  • Sustainable finance
  • Issuers and investors

Legislation for investment service providers

Legislation and interpretations are only available in Finnish and in Swedish.

Updated

4 December 2018

Keywords

Lainsäädäntö Capital Markets Investment service providers Regulation Legislation

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