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        • Määräykset ja ohjeet MiFID II-direktiivin liitteen I kohtien C6 ja C7 soveltamisesta
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    • Public bid
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Capital markets
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      • FIN-FSA regulations and guidelines for investment service providers
      • Legislation for investment service providers
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    • Regulation
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      • Legislation for fund management companies
      • Regulatory framework
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  • Alternative investment fund managers (AIFMs)
    • Regulation
      • FIN-FSA regulations and guidelines for alternative investment fund managers
      • Legislation for alternative investment fund managers
      • Regulatory framework
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    • Regulation
      • FIN-FSA regulations and guidelines for crowdfunding intermediaries
      • Legislation for crowdfunding intermediaries
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      • FIN-FSA regulations and guidelines for stock exchange and other trading venues
      • Legislation for stock exchange and other trading venues
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      • Legislation for central securities depositories
  • Supervision and processing fees
  • Authorisations, registrations and notifications
    • Stock exchange and other trading venues
    • Fund management companies
    • Alternative investment fund managers
    • Investment service providers
      • Brexit and third country firm cross-border authorization regarding investment services
    • Crowdfunding intermediaries
  • Prevention of money laundering and terrorist financing
    • Customer due diligence
    • Obligation to obtain information and to report
    • Risk assessment
    • Internal instructions and training of personnel
    • International cooperation
    • International economic sanctions and domestic freezing decisions
    • Current provisions, regulations and guidelines
  • FinTech – Financial sector innovations
    • Innovation Help Desk advises on licence issues
    • Virtual currency providers
      • Frequently asked questions on virtual currencies and their issuance (Initial Coin Offering)
        • Questions about tokens and ICOs
  • Sustainable finance
  • Issuers and investors
    • Regulation of listed companies
    • Notification of major holdings
    • Inside information
      • Insiders and trading
      • Public disclosure and the delay of disclosure of inside information
    • Listing
    • Disclosure obligation
    • Market Abuse Regulation
    • Offering of securities and prospectuses
    • IFRS
      • Press releases and publications
      • IFRS regulatory framework
      • Auditing
    • Market soundings
    • Register of prospectuses
    • ESEF – XBRL reporting for listed companies starting with financial statements for 2020
    • Reporting obligation concerning the prevention and detection of market abuse
    • Public bid
    • Short positions
    • Managers transactions

Legislation for investment service providers

Legislation and interpretations are only available in Finnish and in Swedish.

Updated

4 December 2018

Keywords

Lainsäädäntö Capital Markets Investment service providers Regulation Legislation

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