Sanctions, requests for investigation and cases of securities market inspections
FIN-FSA´s requests for police investigation and administrative sanctions 2010–2019
|Requests for police investigation||3||4||5||4||3||5||2||6||5||2|
In 2019, the FIN-FSA made two requests for police investigation and imposed one public warning and five penalty payments.
FIN-FSA's administrative sanctions and supervisory measures are published here.
Supervision cases related to trading in securities markets and the disclosure obligation processed by the FIN-FSA in 2010–2019
|Total number of cases||70||80||85||100||83||127*||107||96||108||151|
|Abuse of inside information||27||34||23||47||36||57*||47||59||69||83|
|Disclosure obligation: periodic, ongoing, delayed disclosure, disclosure of major holdings, takeover bid, and primary markets||25||16||23||17||18||24||24||11||13||15|
* Figures have been corrected on 10 October 2016.
The table below displays supervision cases related to trading in securities markets and the disclosure obligation inspected by the FIN-FSA and concluded during the year concerned. In 2019, there were 151 such cases.
In 2019, the FIN-FSA received 169 reports from the markets on suspicious transactions or orders (against 111 in 2018), some of which continue to be inspected in 2020.
The FIN-FSA sent a total of eight requests for judicial assistance to foreign securities markets authorities concerning the supervision of securities markets in 2019 (against 10 in 2018). At the same time, the FIN-FSA received 6six requests for judicial assistance (against 4 in 2018).