Sanctions, requests for investigation and cases of securities market inspections
FIN-FSA´s requests for police investigation and administrative sanctions 2010–30.6.2020
| 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 2018 | 2019 | 1.1.-30.6.2020 | |
| Request for police investigation | 3 | 4 | 5 | 4 | 3 | 5 | 2 | 6 | 5 | 2 | 6 |
| Public reprimand | 3 | 3 | 3 | - | - | 2 | - | - | - | - | - |
| Public warning | - | - | 3 | 2 | 2 | - | 2 | 5 | 3 | 1 | - |
| Administrative fine | 1 | 5 | 14 | 6 | 2 | 19 | 2 | 3 | - | - | - |
| Penalty payment | - | - | - | - | 1 | - | 3 | 4 | 3 | 5 | 1 |
In the period from 1 January 2020 to 30 June 2020, the FIN-FSA made six requests for police investigation and imposed one penalty payment.
FIN-FSA's administrative sanctions and supervisory measures are published here.
Supervision cases related to trading in securities markets and the disclosure obligation processed by the FIN-FSA in 2010–30.6.2020
| 2010 | 2011 | 2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 2018 | 2019 | 1.1.-30.6.2020 | |
| Total number of cases | 70 | 80 | 85 | 100 | 83 | 127* | 107 | 96 | 108 | 151 | 92 |
| Abuse of inside information | 27 | 34 | 23 | 47 | 36 | 57* | 47 | 59 | 69 | 83 | 67 |
| Market manipulation | 11 | 23 | 35 | 28 | 23 | 40 | 31 | 24 | 24 | 51 | 20 |
| Disclosure obligation: periodic, ongoing, delayed disclosure, disclosure of major holdings, takeover bid, and primary markets | 25 | 16 | 23 | 17 | 18 | 24 | 24 | 11 | 13 | 15 | 4 |
| Other | 7 | 7 | 4 | 8 | 6 | 6 | 5 | 2 | 2 | 2 | 1 |
* Figures have been corrected on 10 October 2016.
The table below displays supervision cases related to trading in securities markets and the disclosure obligation inspected by the FIN-FSA and concluded during the year concerned. In the period from 1 January 2020 to 30 June 2020 there were 92 such cases.
In the corresponding term, the FIN-FSA received 76 STORs from the markets on suspicious transactions or orders, some of which continue to be inspected in 2020.
The FIN-FSA sent one request for judicial assistance to foreign securities markets authorities concerning the supervision of securities markets in the period from 1 January 2020 to 30 June 2020. Respectively, the FIN-FSA didn't receive any requests for judicial assistance.