Unofficial translations, legally binding only in Finnish and Swedish.

This page shows all the target groups of the FIN-FSA regulations and guidelines on a general level. Always check the specific target group (scope of application) from the respective ‘Regulations and guidelines’ document.

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Organisation of supervised entities’ operations
Outsourcing in supervised entities belonging to the financial sector Regulations and guidelines 1/2012 (pdf)
Credit institutions Stock exchange and other trading venues Fund management companies Payment service providers Investment service providers
Vaihtoehtorahastojen hoitajat Määräykset ja ohjeet 4/2014 (pdf)
Alternative investment fund managers (AIFMs)
Sijoituspalvelujen toiminnan järjestäminen ja menettelytavat
Credit institutions Fund management companies Investment service providers Alternative investment fund managers (AIFMs)
Assesment of fitness and propriety Standard 1.4 (pdf)
Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Payment service providers Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs)
Reporting of fitness and propriety to the Financial Supervision Authority Standard RA1.4 (pdf)
Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Payment service providers Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs)
Customer due diligence; Prevention of money laundering and terrorist financing Standard 2.4 (pdf)
Credit institutions Central securities depositories Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs)
Risk management
Asset encumbrance reporting Regulations and guidelines 5/2014 (pdf)
Credit institutions Fund management companies Investment service providers
Management of operational risk in supervised entities of the financial sector Regulations and guidelines 8/2014 (pdf)
Credit institutions Stock exchange and other trading venues Fund management companies Payment service providers Investment service providers Alternative investment fund managers (AIFMs)
Management of market risk Standard 4.4c (pdf)
Credit institutions Fund management companies Investment service providers
Management of liquidity risk Standard 4.4d (pdf)
Credit institutions Fund management companies Investment service providers
Capital adequacy
Code of conduct
Disclosure of expenses and returns of long-term savings agreements and insurance policies Regulations and guidelines 10/2012 (pdf)
Credit institutions Fund management companies Life and non-life insurance Insurance intermediaries Investment service providers
Asiakasvalitusten käsittely Määräykset ja ohjeet 3/2013 (pdf)
Credit institutions Fund management companies Payment service providers Life and non-life insurance Insurance intermediaries Investment service providers Alternative investment fund managers (AIFMs)
Finanssipalvelujen ja -tuotteiden markkinointi Määräykset ja ohjeet 15/2013 (pdf)
Credit institutions Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs)
Finanssipalvelujen tarjoamisessa noudatettavat menettelytavat Määräykset ja ohjeet 16/2013 (pdf)
Credit institutions Stock exchange and other trading venues Life and non-life insurance Insurance intermediaries
Tuotehallintamenettely Määräykset ja ohjeet 5/2016 (pdf)
Credit institutions Payment service providers Life and non-life insurance Insurance intermediaries
Luottokelpoisuuden arviointi Määräykset ja ohjeet 3/2017 (pdf)
Credit institutions Payment service providers Mortgage credit intermediaries
Maksamattomat lainat ja ulosmittaus Määräykset ja ohjeet 4/2017 (pdf)
Credit institutions Payment service providers
Operations of securities markets
Securities offerings and listings Regulations and guidelines 6/2013 (pdf)
Crowdfunding intermediaries Investment service providers Issuers and investors
Markkinaosapuolten, työeläkevakuutusyhtiöiden ja rahastoyhtiöiden julkinen sisäpiirirekisteri Määräykset ja ohjeet 13/2013 (pdf)
Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Employee pension insurance Investment service providers
Kolmansien maiden kaupankäyntiosapuolet Määräykset ja ohjeet 14/2013 (pdf)
Stock exchange and other trading venues Investment service providers
Regulations and guidelines on disclosure obligation Regulations and guidelines 6/2016 (pdf)
Stock exchange and other trading venues Issuers and investors
Markkinoiden tunnustelua vastaanottavat henkilöt Määräykset ja ohjeet 10/2016 (pdf)
Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Unemployment insurance Sickness and benefit funds Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs) Issuers and investors
Ohjeet hyödykejohdannaisia koskevan sisäpiiritiedon määrittelemiseksi Määräykset ja ohjeet 5/2017 (pdf)
Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Payment service providers Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Unemployment insurance Sickness and benefit funds Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs) Issuers and investors
Insurance operations
Vakuutusmarkkinoilla toimivan yhteisön konekielisten valvontatietojen toimittaminen Finanssivalvonnalle Määräykset ja ohjeet 1/2011 (pdf)
Employee pension insurance Life and non-life insurance Unemployment insurance Sickness and benefit funds Insurance intermediaries
Vakuutusmarkkinoilla toimivan yhteisön valvonta-asiakirjojen toimittaminen Finanssivalvonnalle Määräykset ja ohjeet 4/2015 (pdf)
Employee pension insurance Life and non-life insurance Sickness and benefit funds Insurance intermediaries
Eläkekassat Eläkekassat (pdf)
Employee pension insurance
Eläkesäätiöt Eläkesäätiöt (pdf)
Employee pension insurance
Miscellaneous regulations and guidelines
LEI-tunnuksen käyttöönotto Määräykset ja ohjeet 9/2014 (pdf)
Credit institutions Fund management companies Life and non-life insurance Investment service providers Alternative investment fund managers (AIFMs)
Rahoitus- ja vakuutusryhmittymien vakavaraisuuden laskenta ja raportointi
Credit institutions Life and non-life insurance Investment service providers
Määräosuuksien hankinnan ja lisäämisen arviointia koskevat ohjeet Määräykset ja ohjeet 9/2017 (pdf)
Credit institutions Life and non-life insurance Investment service providers
Criteria on simplified, transparent and standardised securitisation Regulations and guidelines 3/2019 (pdf)
Credit institutions Stock exchange and other trading venues Central securities depositories Fund management companies Mortgage credit intermediaries Employee pension insurance Life and non-life insurance Unemployment insurance Sickness and benefit funds Insurance intermediaries Crowdfunding intermediaries Investment service providers Alternative investment fund managers (AIFMs) Issuers and investors
Reporting of intra-group transactions Standard RA1.1 (pdf)
Credit institutions Investment service providers
Acquisition of controlling interest in undertakings authorised in non-EEA-states Standard RA1.2 (pdf)
Credit institutions Fund management companies Investment service providers Alternative investment fund managers (AIFMs)
Supervision of financial and insurance conglomerates Standard 1.5 (pdf)
Credit institutions Investment service providers