Supervision releases
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FATF invites comments on proposed revisions to FATF Recommendations – consultation period ends on 6 December 2024
Supervision release
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Thematic review: FIN-FSA calls attention to the clarity of investment funds’ sustainability disclosures and the role of risk management in monitoring sustainability risks
Supervision release
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Clear shortcomings in valuation practices for real estate collateral and credit risk management for housing company loans
Supervision release
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Regulations and guidelines 2/2024 Risk management concerning mortgage bank operations enter into force on 1 January 2025
Supervision release
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The Financial Supervisory Authority has published a summary of its sanctions risk assessment
Supervision release
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European Securities and Markets Authority (ESMA) Guidelines on funds’ names using ESG or sustainability-related terms (ESMA34-1592494965-657) – applicable from 21 November 2024
Supervision release
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Amendment to European Banking Authority’s ML/TF Risk Factors Guideline, applicable as of 30 December 2024
Supervision release
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Interest rate risk reporting (R report) to end
Supervision release
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EBA Guidelines on resubmission of historical data ‒ applicable as of 17 October 2024
Supervision release
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EBA Guidelines on the establishment and maintenance of national lists or registers of credit servicers under Directive (EU) 2021/2167
Supervision release
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Standards 4.4c “Management of market risk” and 4.4d “Management of liquidity risk” have been repealed
Supervision release
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Amendment to Regulations and guidelines 1/2011 Submission of electronic supervisory data of entities operating in the insurance markets
Supervision release
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Amendments to FIN-FSA regulations and guidelines 4/2023
Supervision release
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EBA Guidelines on the assessment of adequate knowledge and experience of the management or administrative organ of credit servicers, as a whole, under Directive (EU) 2021/2167
Supervision release
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Standard RA1.1 on the reporting of intra-group transactions has been replaced by new regulations and guidelines 1/2024
Supervision release
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Regulations and guidelines of standard 1.5 on the supervision of financial and insurance conglomerates have been repealed
Supervision release
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Consumer lenders have various shortcomings in AML/CFT risk management; registered information on supervised entities assessed and updated
Supervision release
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Thematic review: Greenwashing risk taken into account in a relatively limited manner in investment fund activities
Supervision release
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Amendment to EBA Guidelines on specification and disclosure of systemic importance indicators – application begins on 20 May 2024
Supervision release
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Supervised entities’ event concerning reformed Funds Transfer Regulation on 22 May 2024
Supervision release
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European Securities and Markets Authority guidelines on the transfer of data between trade repositories - applicable from 29.4.2024
Supervision release
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Financial Supervisory Authority to conduct stress tests for insurance and pension sectors
Supervision release
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Thematic review: Room for development in the measurement of interest rate risk and management of interest rate risk models by credit institutions under direct FIN-FSA supervision
Supervision release
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Clear shortcomings in the management of default risk in consumer lending and in credit providers’ contractual terms
Supervision release
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Security of online banking, mobile banking and online payments
Supervision release
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Amendment to Regulations and guidelines 8/2016 Payment institutions and persons providing payment services without authorisation
Supervision release
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Regulations and guidelines 6/2013 Securities offerings and listings to be repealed on 31 March 2024
Supervision release
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The EBA is inviting comments on Guidelines on information accompanying transfers of funds (incl. crypto-assets) (The Travel Rule Guidelines) – consultation period ends on 26 February 2024
Supervision release
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Financial Supervisory Authority will focus in 2024 on risk resilience of supervised entities in a changing operating environment and on soundness of governance
Supervision release
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ESMA Guidelines for reporting under EMIR – applicable from 29 April 2024
Supervision release
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FIN-FSA statement – definition of customer under AML Act
Supervision release
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European Banking Authority EBA Guidelines on overall recovery capacity in recovery planning (EBA/GL/2023/06) ‒ application begins on 11 January 2024
Supervision release
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Regulations and guidelines 4/2023 on customer due diligence related to compliance with sanctions regulation and national freezing orders enter into force on 1 March 2024
Supervision release
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New schedule of processing fees and amendments to Supervision Fees Act to take effect on 1 January 2024
Supervision release
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Financial Supervisory Authority’s supervision fees for 2023 and changes to supervision fees
Supervision release
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Financial Supervisory Authority calls for enhanced monitoring of disruptions and abnormal observations
Supervision release
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EBA Guidelines on effective management of ML/TF risks when providing access to financial services – applicable as of 3 November 2023
Supervision release
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Revision of EBA ML/TF Risk Factors Guidelines into force on 3 November 2023
Supervision release
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Consumer credit providers required to sign up for Positive credit register by 30 November 2023
Supervision release
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Thematic review: Need for development in risk reporting to the boards of directors of credit institutions under direct FIN-FSA Supervision
Supervision release
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Revision to FIN-FSA regulations and guidelines 7/2018 concerning MiFID II product governance requirements
Supervision release
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Thematic review: Plenty of room for development in climate and environmental risk management by credit institutions under direct FIN-FSA supervision
Supervision release
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Thematic review of availability of banking services to foreigners moving to Finland
Supervision release
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FIN-FSA invites comments on regulations and guidelines on customer due diligence related to compliance with sanctions regulation and freezing orders – consultation closes on 22 September 2023
Supervision release
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FIN-FSA regulations and guidelines 1/2012: Outsourcing in supervised entities belonging to the financial sector have been updated, and the amendments will enter into force on 1st September 2023
Supervision release
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Thematic review of reports by life insurance undertakings’ actuarial functions in 2021 – better reports to support the board of directors’ work
Supervision release
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European Banking Authority (EBA) Guidelines on the Use of Remote Customer Onboarding Solutions – application begins on 2 October 2023
Supervision release
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Amendments to FIN-FSA regulations and guidelines 2/2023: Preventing Money Laundering and Terrorist Financing – as of 1 September 2023, the scope of application also covers certain credit providers and credit intermediaries
Supervision release
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Amendments to Regulations and guidelines 3/2015 Calculation of maximum loan-to-value ratio – scope of application to also include certain credit providers and credit intermediaries from 1 July 2023
Supervision release
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Thematic assessment: state of ICT outsourcing among supervised entities
Supervision release
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Regulations and guidelines 2/2023 on prevention of money laundering and terrorist financing enter into force on 26 June 2023
Supervision release
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Revision to FIN-FSA regulations and guidelines 7/2018 concerning certain aspects of the MiFID II suitability and remuneration requirements
Supervision release
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Thematic assessment on abuses of payment services and the compensation process
Supervision release
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EBA publishes Opinion on RTS concerning SOTs for IRRBB supervision
Supervision release
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Amendments to regulations and guidelines 5/2015 on the management of interest rate risk arising from non-trading activities and of credit spread risk enter into force on 30 June 2023
Supervision release
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Significant shortcomings in the organisation and quality of the outsourced compliance function of investment firms, fund management companies and alternative investment fund managers
Supervision release
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FIN-FSA’s AML supervision strategy has been published
Supervision release
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Regulations and guidelines 1/2014: Amendment of FIN-FSA regulations and guidelines on risk reporting by credit institutions
Supervision release
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Entry into force of changes to regulations and guidelines on reporting of mortgage bank operations postponed from end of June to end of September
Supervision release
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Regulations and guidelines 26/2013: Amendment to FIN-FSA regulations and guidelines on Common European Reporting
Supervision release